
Health & Safety Audit 2016
Watch an introduction to the 2016 Health & Safety audit in EngInf: Briefing on HSE Audit in EngInf 2016 [PPTX 8.82MB]
Why audit
The law
Effective health and safety auditing provides the framework for compliance with the legal duty to monitor, maintain and review all matters and arrangements of Health & Safety.
By adhering to the Audit requirement and process, an organisation will be able to demonstrate that Heath & Safety is pro-actively managed in accordance with legislative, insurers' and Fire Department requirements.
Accepted best practice
Safety audits are widely accepted to be best practice as they enable organisations to focus resources on areas of need, prioritise actions and facilitate continuous improvement.
What is an audit
Audit: an official inspection of an organization's accounts, typically by an independent body.
The Health and Safety Executive define safety audits as:
“The collection of independent information on the efficiency, effectiveness and reliability of the total health and safety management system and drawing up plans for corrective action.” (from http://safety.rospa.com/safetymatters/info/safety-audits-ebook.pdf)
An alternative definition:
“An audit is a methodical, independent and documented assessment of a business’ system and processes, in which it is measured against regulated criteria to make sure health and safety standards are being upheld.” (taken from http://www.theworkplacedepot.co.uk/news/2013/10/08/importance-health-safety-audit/)
USHA standard and 2016 HSE Audit at US
University of Sussex has stipulated audits of Schools to use The Universities Safety and Health Association (USHA) standard
For 2016 the HSE audit focuses on four criteria sections:
- Leadership
- Planning for emergencies
- Health and Safety Arrangements
- Risk assessment and risk control
What if: the outcomes of the audit
The audit process recognises that there are obstacles each unit faces in developing and maintaining a comprehensive HSE management system. The audit is not intended as a crime-and-punishment exercise. Rather, its goals are to compile a capture of current state-of-play, and to provide recommendations and identify goals towards an improvement level of compliance.
SEF will continue to support local efforts, within the scope of its contract and resources.
Checklist for local documentation
Use this checklist to establish what documentation you already have in place, what you need to focus on next.
Please send in as much of your HSE documentation to Margarita Steinberg, to make the auditing process swift and simple.
Download this checklist: Checklists for local documentation and implementation HSE audit 2016 in EngInf [DOCX 19.25KB]
Documents |
In place |
Work in progress |
Risk Assessments |
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Risk Register, listing for each area hazards equipment activities |
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Risk Assessments for location / each area |
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Risk Assessments for equipment |
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Risk Assessments for activities |
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Safety procedures |
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Safe systems of work / Safety Procedures for work activities in all significant areas |
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Local emergency procedures |
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Local emergency procedures for each area of significant risk |
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Local HSE induction & training records |
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Induction booklet / section on HSE in the School handbook |
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Induction booklet / section on HSE on handbook for each area, where applicable |
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HSE training objectives for all staff, as part of appraisal cycle |
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Record of attendance / signature for HSE induction for new staff and students, where relevant |
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List of Personal Protective Equipment (PPE) for each area / identified individual |
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Checklist for local implementation
Use this checklist to establish what you already have in place, what you need to focus on next.
Download this checklist: Checklists for local documentation and implementation HSE audit 2016 in EngInf [DOCX 19.25KB]
Criteria |
In place |
Work in progress |
Risk Assessments |
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Risk Assessments recommendations implemented |
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Safety procedures |
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Safe systems of work / Safety Procedures for work activities in all significant areas implemented |
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Local emergency procedures |
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Recommended equipment for local emergency procedures for each area of significant risk is in place |
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Local HSE induction & training records |
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Recommended Personal Protective Equipment (PPE) for each area / identified individual available and in active use |
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HSE inspections |
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Recommended actions from HSE inspection followed-up / completed |
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Health & Safety webpages for the School of Engineering and Informatics are maintained by Margarita Steinberg,
If you come across anything needing correcting / have suggestions for improvements, please email me or call x 7600.