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VC's voice

Alasdair Smith cartoonSussex has done very well in the 2001 Research Assessment Exercise (RAE). The proportion of staff in 5-rated groups has risen from 52% to 65% and all submissions were rated 4 or higher, so meeting the two main goals we had set ourselves. We submitted a high proportion (91% of eligible staff) and had all submissions rated excellent by national or international standards. This is a tribute to the all-round strength of research at Sussex.

We should take particular pleasure in those groups - Physics, Psychology and Statistics - that moved up by two grades between 1996 and 2001, and in the achievement of a 5 rating for the first time by Anthropology, Applied Mathematics, Education, Engineering, Music and Philosophy.

This is an impressive performance, but the performance of many other universities has been even more impressive. Nationally, the proportion of staff in units rated 5 or 5* has risen from 31% to 57%, and the proportion of staff in 5* rated units is now 19%. We have not kept pace with the overall improvement in grades, and the fact that we do not have any 5* grades is the most striking respect in which we have not kept pace with the competition.

There has been some discussion about whether the increase in national performance is 'grade inflation' and whether therefore the RAE has reached the end of its useful life. I think the increase in grades largely reflects a genuine improvement in the production of high-quality research, that the dual-support system of research funding (with funding coming both from the funding council and the research councils) should continue, and that some form of RAE will therefore continue. We should plan on the basis that it will.

If the University aims to remain a leading research institution, and I think we should, we then have to accept the implications for the way we manage ourselves. We will have to be more strategic in the allocation of resources and we will have to manage research more actively than we have done in the past. The new School structures will provide a better framework for appraisal, staff development and performance management, in which academic staff, especially young faculty, will have a clear sense of what is expected of them and to whom they are responsible for the meeting of these expectations. I know that some regard 'managerialism' as a dirty word, but I strongly believe that such an approach can be supportive rather than threatening.

There will be difficult financial consequences of the RAE outcome. The funding council is unable to fund grades at current rates, and has announced that only 5*-rated groups will be protected from the funding shortfall. This is bad news for Sussex and we are likely to lose over £1m of grant annually. We are already running a deficit on current activities of over £0.3m, and we need financial headroom of at least £1m annually to make selective investments, particularly in new faculty and facilities. These three sums together imply that we have to contemplate a very painful reduction of around £3m annually in the resourcing of many current activities over the next 12 months if the University is to remain competitive.

But to repeat the positive message: an RAE outcome in which all research at Sussex was judged excellent is a very strong foundation on which to build for the future.

 

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Friday 11 January 2002

 

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